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[3.0] The Free Will Question

v1.1.1 / chapter 3 of 6 / 01 dec 23 / greg goebel

* As something of an aside to the development of his theory of mind, Hume addressed the perplexing "free will question", long argued and still argued by philosophers -- but as Hume showed, not to any useful result.

HUME ON KNOWLEDGE


[3.1] SORTING THROUGH CONFUSION
[3.2] WHAT IS DETERMINISM?
[3.3] WHAT IS FREE WILL?
[3.4] GOD & FREE WILL?

[3.1] SORTING THROUGH CONFUSION

* The outline presented in the previous chapters of Hume's theory of mind skipped over Section VIII of the 1ST ENQUIRY, "Of Liberty & Necessity", in which Hume somewhat hesitantly weighed in on the question of free will and determinism -- which he phrased as "liberty & necessity". That section was skipped over because it is something of an aside, though one that yields interesting insights.

The argument over free will and determinism was ancient in Hume's time. It goes like this: If we live in a deterministic Universe, then everything happens via causal paths that can, in principle, be understood. Can we then conclude that all things that we do are predetermined, and we have no free will? Or something like that; it's not a very clear argument, which Hume recognized -- saying that the question only arose because of a lack of common definitions of "cause", "determinism", and "free will":

BEGIN_QUOTE:

It might reasonably be expected in questions which have been canvassed and disputed with great eagerness, since the first origin of science and philosophy, that the meaning of all the terms, at least, should have been agreed upon among the disputants; and our enquiries, in the course of two thousand years, been able to pass from words to the true and real subject of the controversy.

... >It is true, if men attempt the discussion of questions which lie entirely beyond the reach of human capacity, such as those concerning the origin of worlds, or the economy of the intellectual system or region of spirits, they may long beat the air in their fruitless contests, and never arrive at any determinate conclusion.< But if the question regard any subject of common life and experience, nothing, one would think, could preserve the dispute so long undecided but some ambiguous expressions, which keep the antagonists still at a distance, and hinder them from grappling with each other.

This has been the case in the long disputed question concerning liberty and necessity; and to so remarkable a degree that, if I be not much mistaken, we shall find, that all mankind, both learned and ignorant, have always been of the same opinion with regard to this subject, and that a few intelligible definitions would immediately have put an end to the whole controversy.

I own that this dispute has been so much canvassed on all hands, and has led philosophers into such a labyrinth of obscure sophistry, that it is no wonder, if a sensible reader indulge his ease so far as to turn a deaf ear to the proposal of such a question, from which he can expect neither instruction or entertainment. But the state of the argument here proposed may, perhaps, serve to renew his attention; as it has more novelty, promises at least some decision of the controversy, and will not much disturb his ease by any intricate or obscure reasoning.

I hope, therefore, to make it appear that all men have ever agreed in the doctrine both of necessity and of liberty, according to any reasonable sense, which can be put on these terms; and that the whole controversy has hitherto turned merely upon words.

END_QUOTE

Having voiced his annoyance, Hume then dissected the free will question.

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[3.2] WHAT IS DETERMINISM?

* Hume had no problems defining "cause", since he had thoroughly nailed that down as perceived constant correlation between two events. As far as "determinism" goes, it's simply the assumption that the Universe operates by consistent and, in principle, understandable rules. If it didn't, we would never be able to determine cause, all we would have is incoherent chaos:

BEGIN_QUOTE:

It seems evident that, if all the scenes of nature were continually shifted in such a manner that no two events bore any resemblance to each other, but every object was entirely new, without any similitude to whatever had been seen before, we should never, in that case, have attained the least idea of necessity, or of a connexion among these objects.

Our idea, therefore, of necessity and causation arises entirely from the uniformity observable in the operations of nature, where similar objects are constantly conjoined together, and the mind is determined by custom to infer the one from the appearance of the other.

END_QUOTE

Of course, we don't have absolute determinism, meaning the ability to trace back a causal path for everything that happens. We can't predict the future in any strong way, and never will be able to; the Universe is simply too complicated to allow it to happen. Nonetheless, people sensibly do assume that the Universe runs by consistent rules -- we'd never be able to learn anything from experience if it didn't -- and that the Universe is too complicated to allow us to confidently predict the future. These beliefs are not honestly controversial.

Hume, of course, was focused on the human mind, not the Universe at large; indeed, the free-will question is really only about human behavior. Hume saw the human mind as deterministic: humans broadly operate by rules, and only infrequently descend into incoherent chaos, which seen as the mark of a lunatic:

BEGIN_QUOTE:

It is universally acknowledged that there is a great uniformity among the actions of men, in all nations and ages, and that human nature remains still the same, in its principles and operations.

... Mankind are so much the same, in all times and places, that history informs us of nothing new or strange in this particular. Its chief use is only to discover the constant and universal principles of human nature, by showing men in all varieties of circumstances and situations, and furnishing us with materials from which we may form our observations and become acquainted with the regular springs of human action and behaviour.

These records of wars, intrigues, factions, and revolutions, are so many collections of experiments, by which the politician or moral philosopher fixes the principles of his science, in the same manner as the physician or natural philosopher becomes acquainted with the nature of plants, minerals, and other external objects, by the experiments which he forms concerning them.

... Should a traveller, returning from a far country, bring us an account of men, wholly different from any with whom we were ever acquainted; men, who were entirely divested of avarice, ambition, or revenge; who knew no pleasure but friendship, generosity, and public spirit; we should immediately, from these circumstances, detect the falsehood, and prove him a liar, with the same certainty as if he had stuffed his narration with stories of centaurs and dragons, miracles and prodigies.

... But were there no uniformity in human actions, and were every experiment which we could form of this kind irregular and anomalous, it were impossible to collect any general observations concerning mankind; and no experience, however accurately digested by reflection, would ever serve to any purpose. Why is the aged husbandman more skilful in his calling than the young beginner but because there is a certain uniformity in the operation of the sun, rain, and earth towards the production of vegetables; and experience teaches the old practitioner the rules by which this operation is governed and directed.

END_QUOTE

That is not denying the wide variation in human behavior, which distinctly changes with age, gender, location, and era of history. We may also find, at times, the behavior of an individual incomprehensible. Nonetheless, nobody sensibly doubts that human behavior is broadly deterministic and predictable, even to a degree in its unpredictability:

BEGIN_QUOTE:

The most irregular and unexpected resolutions of men may frequently be accounted for by those who know every particular circumstance of their character and situation. A person of an obliging disposition gives a peevish answer: But he has the toothache, or has not dined. A stupid fellow discovers an uncommon alacrity in his carriage: But he has met with a sudden piece of good fortune. Or even when an action, as sometimes happens, cannot be particularly accounted for, either by the person himself or by others; we know, in general, that the characters of men are, to a certain degree, inconstant and irregular.

This is, in a manner, the constant character of human nature; though it be applicable, in a more particular manner, to some persons who have no fixed rule for their conduct, but proceed in a continued course of caprice and inconstancy. The internal principles and motives may operate in a uniform manner, notwithstanding these seeming irregularities; in the same manner as the winds, rain, clouds, and other variations of the weather are supposed to be governed by steady principles; though not easily discoverable by human sagacity and enquiry.

Thus it appears, not only that the conjunction between motives and voluntary actions is as regular and uniform as that between the cause and effect in any part of nature; but also that this regular conjunction has been universally acknowledged among mankind, and has never been the subject of dispute, either in philosophy or common life.

END_QUOTE

Human behavior is not absolutely deterministic, but nonetheless follows rules, even if we're not always sure what rules a particular person is following. There are indeed people whose behavior knows little rhyme or reason; they are known as "schizophrenics". Even they are predictable, arguably very much so, likely to do the most absurd thing; those who have to treat them can learn their broken ways of thinking. Such incoherent behavior is not admired; sensible people actually work for regularity in their behavior, disciplining themselves to follow a robust sensibility in their actions.

The notion that human behavior is deterministic is not honestly controversial -- it is, in fact, necessary. If people didn't have any rules, society would fall apart:

BEGIN_QUOTE:

The mutual dependence of men is so great in all societies that scarce any human action is entirely complete in itself, or is performed without some reference to the actions of others, which are requisite to make it answer fully the intention of the agent.

The poorest artificer, who labours alone, expects at least the protection of the magistrate, to ensure him the enjoyment of the fruits of his labour. He also expects that, when he carries his goods to market, and offers them at a reasonable price, he shall find purchasers, and shall be able, by the money he acquires, to engage others to supply him with those commodities which are requisite for his subsistence.

In proportion as men extend their dealings, and render their intercourse with others more complicated, they always comprehend, in their schemes of life, a greater variety of voluntary actions, which they expect, from the proper motives, to co-operate with their own. In all these conclusions they take their measures from past experience, in the same manner as in their reasonings concerning external objects; and firmly believe that men, as well as all the elements, are to continue, in their operations, the same that they have ever found them. A manufacturer reckons upon the labour of his servants for the execution of any work as much as upon the tools which he employs, and would be equally surprised were his expectations disappointed.

In short, this experimental inference and reasoning concerning the actions of others enters so much into human life that no man, while awake, is ever a moment without employing it. Have we not reason, therefore, to affirm that all mankind have always agreed in the doctrine of necessity according to the foregoing definition and explication of it?

... Were a man, whom I know to be honest and opulent, and with whom I live in intimate friendship, to come into my house, where I am surrounded with my servants, I rest assured that he is not to stab me before he leaves it in order to rob me of my silver standish; and I no more suspect this event than the falling of the house itself, which is new, and solidly built and founded. -- But he may have been seized with a sudden and unknown frenzy. -- So may a sudden earthquake arise, and shake and tumble my house about my ears. I shall therefore change the suppositions.

END_QUOTE

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[3.3] WHAT IS FREE WILL?

Again, the bottom line: humans -- humans behavior, the human mind -- are deterministic. Hume wondered why anyone ever thought that was a problem:

BEGIN_QUOTE:

I have frequently considered, what could possibly be the reason why all mankind, though they have ever, without hesitation, acknowledged the doctrine of necessity in their whole practice and reasoning, have yet discovered such a reluctance to acknowledge it in words, and have rather shown a propensity, in all ages, to profess the contrary opinion.

END_QUOTE

He concluded that it was due to a failure to grasp the reality that causes, in all cases, are no more or less than observed and consistent correlations. That's not so hard to see in the case of, say, billiard balls; it is harder to grasp in the case of the operations of the mind. If people simply accepted that the same definition of cause applied to both billiard balls and humans, there would be no problem:

BEGIN_QUOTE:

It would seem, indeed, that men begin at the wrong end of this question concerning liberty and necessity, when they enter upon it by examining the faculties of the soul, the influence of the understanding, and the operations of the will. Let them first discuss a more simple question, namely, the operations of body and of brute unintelligent matter; and try whether they can there form any idea of causation and necessity, except that of a constant conjunction of objects, and subsequent inference of the mind from one to another.

If these circumstances form, in reality, the whole of that necessity, which we conceive in matter, and if these circumstances be also universally acknowledged to take place in the operations of the mind, the dispute is at an end; at least, must be owned to be thenceforth merely verbal. But as long as we will rashly suppose, that we have some farther idea of necessity and causation in the operations of external objects; at the same time, that we can find nothing farther in the voluntary actions of the mind; there is no possibility of bringing the question to any determinate issue, while we proceed upon so erroneous a supposition.

END_QUOTE

The way out of the confusion is to get a proper definition of liberty, free will:

BEGIN_QUOTE:

... to proceed in this reconciling project with regard to the question of liberty and necessity; the most contentious question of metaphysics, the most contentious science; it will not require many words to prove, that all mankind have ever agreed in the doctrine of liberty as well as in that of necessity, and that the whole dispute, in this respect also, has been hitherto merely verbal.

For what is meant by liberty, when applied to voluntary actions? We cannot surely mean that actions have so little connexion with motives, inclinations, and circumstances, that one does not follow with a certain degree of uniformity from the other, and that one affords no inference by which we can conclude the existence of the other. For these are plain and acknowledged matters of fact.

By liberty, then, we can only mean: a power of acting or not acting, according to the determinations of the will; that is, if we choose to remain at rest, we may; if we choose to move, we also may. Now this hypothetical liberty is universally allowed to belong to every one who is not a prisoner and in chains. Here, then, is no subject of dispute.

END_QUOTE

The law is concerned with the question of free will, it being necessary for determining culpability in criminal trials. The question posed to a defendant in a trial is: Did you do what you did of your own free will? Or were you coerced? Were you not in your right mind, for reasons beyond your control?

Free will, in the legal definition, is not merely compatible with determinism, it is dependent on it. If the defendant had a properly functioning (deterministic) brain and was thinking things out in a reasonable (deterministic) fashion, then that defendant was exercising free will -- as long as nobody was coercing him. Hume, having been educated as a lawyer, knew that the law has no fundamental difficulty with the concept of free will. Anyone who doesn't agree with the law's notion of free will may well be asked for an alternate definition -- and, if one is offered, asked for how it is different from the legal definition.

Hume's use of the term "liberty" instead of "free will" was partly a matter of style; but it also reflected the fact that the word "liberty" carries far more weight than "free will". Both do have problems of definition, but nobody loses much sleep over the issue of free will. Liberty? People will die for it. They will kill for it. The ongoing dispute over free will is, in modern terms, a "pseudo-problem": nobody really worries about.

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[3.4] GOD & FREE WILL?

* The free will question, as Hume understood, was vague, and could be -- has been -- used in support an open-ended range of arguments, never to good effect. He closed the essay by probing into the connection between the free will question and morality, starting out by suggesting the supposed connection was fatuous, even malicious:

BEGIN_QUOTE:

There is no method of reasoning more common, and yet none more blameable, than, in philosophical disputes, to endeavour the refutation of any hypothesis, by a pretence of its dangerous consequences to religion and morality. When any opinion leads to absurdities, it is certainly false; but it is not certain that an opinion is false, because it is of dangerous consequence. Such topics, therefore, ought entirely to be forborne; as serving nothing to the discovery of truth, but only to make the person of an antagonist odious.

END_QUOTE

Nonetheless, the argument was there, and Hume had to defuze it. He began by pointing out that the legal definition of free will establishes that, without free will, there is no morality. If we don't have any real choice in our actions -- of course we do -- then we are not blameable for anything, absolutely anything, that we do. Working from there, if we assume the Deity controls all, absolutely all, events, then it is the Deity that is responsible for everything that happens:

BEGIN_QUOTE:

The ultimate Author of all our volitions is the Creator of the world, who first bestowed motion on this immense machine, and placed all beings in that particular position, whence every subsequent event, by an inevitable necessity, must result. Human actions, therefore, either can have no moral turpitude at all, as proceeding from so good a cause; or if they have any turpitude, they must involve our Creator in the same guilt, while he is acknowledged to be their ultimate cause and author.

... Our clear and unalterable ideas of morality establish this rule, upon unquestionable reasons, when we examine the consequences of any human action; and these reasons must still have greater force when applied to the volitions and intentions of a Being infinitely wise and powerful. Ignorance or impotence may be pleaded for so limited a creature as man; but those imperfections have no place in our Creator. He foresaw, he ordained, he intended all those actions of men, which we so rashly pronounce criminal.

And we must therefore conclude, either that they are not criminal, or that the Deity, not man, is accountable for them. But as either of these positions is absurd and impious, it follows, that the doctrine from which they are deduced cannot possibly be true, as being liable to all the same objections. An absurd consequence, if necessary, proves the original doctrine to be absurd ...

END_QUOTE

Yes indeed, blaming all evils on the Deity is preposterous: "I'm not guilty! God made me do it!" Of course, attributing perfect good to the Deity is just as preposterous, demanding absurd contortions to account for the reality that life is not necessarily benign:

BEGIN_QUOTE:

... some philosophers, and the ancient Stoics among the rest, derived a topic of consolation under all afflictions, while they taught their pupils that those ills under which they laboured were, in reality, goods to the universe; and that to an enlarged view, which could comprehend the whole system of nature, every event became an object of joy and exultation.

But though this topic be specious and sublime, it was soon found in practice weak and ineffectual. You would surely more irritate than appease a man lying under the racking pains of the gout by preaching up to him the rectitude of those general laws, which produced the malignant humours in his body, and led them through the proper canals, to the sinews and nerves, where they now excite such acute torments.

These enlarged views may, for a moment, please the imagination of a speculative man, who is placed in ease and security; but neither can they dwell with constancy on his mind, even though undisturbed by the emotions of pain or passion; much less can they maintain their ground when attacked by such powerful antagonists. ... A man who is robbed of a considerable sum; does he find his vexation for the loss anywise diminished by these sublime reflections?

END_QUOTE

As Hume understood, there is no inherent moral order to the Universe. Without humans, nothing in the world is either good or bad; things just happen. There are no good or bad planets, some are more habitable than others, some are bigger than others, but they're all just planets. Good and bad are human concepts, and not easily budged by vacuous arguments:

BEGIN_QUOTE:

... these distinctions are founded in the natural sentiments of the human mind: And these sentiments are not to be controuled or altered by any philosophical theory or speculation whatsoever.

END_QUOTE

Hume concluded in exasperation that all such considerations merely went in circles:

BEGIN_QUOTE:

To reconcile the indifference and contingency of human actions with prescience; or to defend absolute decrees, and yet free the Deity from being the author of sin, has been found hitherto to exceed all the power of philosophy. Happy, if she be thence sensible of her temerity, when she pries into these sublime mysteries; and leaving a scene so full of obscurities and perplexities, return, with suitable modesty, to her true and proper province, the examination of common life; where she will find difficulties enough to employ her enquiries, without launching into so boundless an ocean of doubt, uncertainty, and contradiction!

END_QUOTE

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